SEC Form 4 · accession 0001493152-18-002468
CareCloud, Inc. · CCLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Andrew Snyder
Officer — Chief Executive Officer · Director
Period of report
Feb 20, 2018
Accepted (ET)
Feb 21, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001582982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Cumulative Redeemable Perpetual Preferred StockF1 | Feb 20, 2018 | A | 11,000 | $0.00 | A | 11,000 | D | |
| Series A Cumulative Redeemable Perpetual Preferred Stock | Feb 20, 2018 | F | 2,750 | $25.90 | D | 8,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Series A Preferred Stock awarded under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.
- F2The Series A Preferred Stock has no expiration date and is subject to all of the rights and obligations set forth in the Company's amended and restated certificate of incorporation, certificate of designations of the Series A Preferred Stock, and amended and restated bylaws.
- F3Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of Preferred Stock. This is not an open market sale of securities.