SEC Form 4 · accession 0001493152-17-011140
CareCloud, Inc. · CCLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman Roth
Officer — Controller
Period of report
Sep 29, 2017
Accepted (ET)
Oct 2, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001582982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 29, 2017 | M | 3,334 | $0.00 | A | 16,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Sep 29, 2017 | M | 3,334 | D | — | — | Common Stock | 3,334 | 23,334 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted stock units into common stock on September 29, 2017. These restricted stock units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person.