SEC Form 4 · accession 0001493152-17-000156
CareCloud, Inc. · CCLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman Roth
Officer — Controller
Period of report
Jan 4, 2017
Accepted (ET)
Jan 5, 2017 · 8:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001582982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2017 | M | 3,333 | $0.00 | A | 9,999 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Jan 4, 2017 | M | 3,333 | D | — | — | Common Stock | 3,333 | 6,667 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted stock units into common stock on January 4, 2017. These restricted stock units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest in equal annual installments on each of the next two anniversaries of January 4, 2017.