SEC Form 4 · accession 0001493152-16-011843
CareCloud, Inc. · CCLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Busquet
Director
Period of report
Jul 28, 2016
Accepted (ET)
Jul 29, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001582982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 28, 2016 | M | 15,000 | $0.00 | A | 69,350 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitF1 | $0.00 | Jul 28, 2016 | M | 15,000 | D | — | — | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted stock units into common stock on July 28, 2016. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units will vest on July 28, 2017.