SEC Form 4 · accession 0001144204-15-057987
CareCloud, Inc. · CCLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman Roth
Officer — Controller
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 6:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001582982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Oct 1, 2015 | M | 3,333 | $0.00 | A | 3,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitF1 | $0.00 | Oct 1, 2015 | M | 3,333 | D | — | — | Common Stock | 3,333 | 6,667 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted stock units into common stock on September 29, 2015 but not issued until October 1, 2015. These restricted stock units were acquired under the Company's 2014 Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest equally on September 29, 2016 and September 29, 2017.