SEC Form 4 · accession 0000904454-15-000313
Norcraft Companies, Inc. · NCFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Trimaran Parallel Fund II, L.P.
10% Owner
Trimaran Investments II, L.L.C.
10% Owner
Trimaran Capital, L.L.C.
10% Owner
Trimaran Fund II, L.L.C.
10% Owner
Dean C Kehler
10% Owner
Jay R Bloom
10% Owner
Trimaran Fund Management, L.L.C.
10% Owner
BTO Trimaran, L.P.
10% Owner
Period of report
May 12, 2015
Accepted (ET)
May 13, 2015 · 1:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001582616
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 12, 2015 | U | 3,318,313 | $25.50 | D | 0 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,165,495 shares held by Trimaran Fund II, L.L.C., 490,705 shares held by Trimaran Parallel Fund II, L.P., 75,253 shares held by Trimaran Capital, L.L.C., 758,911 shares held by CIBC Employee Private Equity Fund (Trimaran) Partners and 827,949 shares held by BTO Trimaran, L.P. (The shares held by BTO Trimaran, L.P. were transferred to BTO Trimaran, L.P. from CIBC Capital Corp.)
- F2Trimaran Investments II, L.L.C. ("Trimaran II") has sole power to dispose of the shares of Common Stock held by Trimaran Fund II, L.L.C. ("Trimaran Fund"), Trimaran Capital, L.L.C. ("Trimaran Capital"), Trimaran Parallel Fund II, L.P. ("Trimaran Parallel"), CIBC Employee Private Equity Fund (Trimaran) Partners ("CIBC EPEF") and BTO Trimaran, L.P. ("BTO Trimaran," and together with Trimaran Fund, Trimaran Capital, Trimaran Parallel and CIBC EPEF, the "Trimaran Entities"). Trimaran Fund Management, L.L.C. ("TFM") has sole power to vote the shares of Common Stock held by the Trimaran Entities. Jay R. Bloom and Dean C. Kehler are the managing members of each of Trimaran II and TFM. By virtue of these relationships, Trimaran II, TFM and Messrs. Bloom and Kehler may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by the Trimaran Entities. (Footnote 2 continued below.)
Remarks
(Footnote 2 continued) Each of Trimaran II, TFM and Messrs. Bloom and Kehler disclaims beneficial ownership of the shares of Common Stock held by the Trimaran Entities except to the extent of its or his pecuniary interest therein.