SEC Form 4 · accession 0001582244-15-000063
Corning Natural Gas Holding Corp · CNIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael I German
Officer — President and CEO · Director · 10% Owner
Period of report
Oct 20, 2015
Accepted (ET)
Oct 21, 2015 · 8:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001582244
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 20, 2015 | A | 7,500 | $12.83 | A | 444,934 | I | See Note |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $12.83 | Oct 20, 2015 | M | 7,500 | D | Dec 15, 2011 | Dec 15, 2015 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Includes 7,680 shares of common stock owned by Mr. German's son which Mr. German disclaims beneficial ownership except to the extent of his pecuniary interest therein and 17,930 shares of common stock acquired through the Holding Company's Dividend Reinvestment Program.
- F2Mr. German was not required to pay for options granted under an issuer-sponsored program.