SEC Form 4 · accession 0000892712-15-000467
504 FUND · XPNNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 31, 2015
Accepted (ET)
Apr 3, 2015 · 11:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001582138
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2015 | I | 190,381 | $9.98 | A | 190,381 | I | By Live Oak Banking Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are owned directly by Live Oak Banking Company, which is a wholly-owned subsidiary of Live Oak Bancshares, Inc.