SEC Form 4 · accession 0001615619-18-000096
PLAINS GP HOLDINGS LP · PAGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexandra Pruner
Director
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581990
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Class A Shares - Long Term Incentive PlanF1,F2,F3 | — | Dec 10, 2018 | A | 21,384 | A | — | — | Class A Shares | 21,384 | 21,384 | D |
Explanation of responses
- F11-for-1 Class A Shares for Phantom Class A Shares upon vesting, for each Phantom Class A Share that vests.
- F23,936 Phantom Class A Shares will vest in August 2019 and 5,816 Phantom Class A Shares will vest in each of August 2020, 2021 and 2022.
- F3Upon termination of service as director, other than because of death or disability.