SEC Form 4 · accession 0001615619-18-000060
PLAINS GP HOLDINGS LP · PAGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Raymond
Director
Period of report
Aug 14, 2018
Accepted (ET)
Aug 16, 2018 · 7:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581990
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Shares | Aug 14, 2018 | M | 2,500 | $0.00 | A | 220,531 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Class A Shares - Long Term Incentive PlanF1,F2,F3 | — | Aug 14, 2018 | M | 2,500 | D | — | — | Class A Shares | 2,500 | 7,500 | D |
| Phantom Class A Shares - Long Term Incentive PlanF1,F2,F3 | — | Aug 14, 2018 | A | 3,903 | A | — | — | Class A Shares | 3,903 | 11,403 | D |
Explanation of responses
- F1One Class A Share is deliverable, upon vesting, for each Phantom Class A Share that vests.
- F2Phantom Class A Shares vest annually on August distribution date, with an automatic re-grant of a number of Phantom Class A shares having a value on the date of grant of $100,000.
- F3Upon termination of service as director, other than because of death, disability or retirement.