SEC Form 4 · accession 0001615619-17-000024
PLAINS GP HOLDINGS LP · PAGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor Burk
Director
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581990
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1 | Feb 14, 2017 | M | 3,004 | — | A | 10,138 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Class A Shares - Long Term Incentive PlanF1,F2,F3 | — | Feb 14, 2017 | M | 3,004 | D | — | — | Class A Shares | 3,004 | 9,012 | D |
| Phantom Class A Shares - Long Term Incentive PlanF1,F2,F3 | — | Feb 14, 2017 | A | 3,004 | A | — | — | Class A Shares | 3,004 | 12,016 | D |
Explanation of responses
- F11-for-1 Class A Shares for Phantom Class A Shares upon vesting, for each Phantom Class A Share that vests.
- F225% vest annually, with automatic re-grant of equivalent amount.
- F3Upon termination of service as director, other than because of death, disability or retirement.