SEC Form 4 · accession 0001304186-18-000018
PLAINS GP HOLDINGS LP · PAGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert V Sinnott
Director
Period of report
Oct 22, 2018
Accepted (ET)
Oct 24, 2018 · 8:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581990
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF2 | Oct 22, 2018 | J | 272,288 | $0.00 | D | 0 | I | See footnote |
| Class A Shares | Oct 22, 2018 | J | 68,368 | $0.00 | A | 68,368 | D | |
| Class A Shares | holding | — | — | — | 558,492 | I | Rosa Sinnott 2010 GRAT dtd 1/28/10 John Sinnott, TTEE | |
| Class A Shares | holding | — | — | — | 558,492 | I | Robert Sinnott 2010 GRAT dtd 1/28/10 John Sinnott, TTEE | |
| Class A SharesF3 | holding | — | — | — | 75,104 | I | Cliffwood Energy Partners | |
| Class A Shares | holding | — | — | — | 37,552 | I | Robert and Rosa Sinnott Living Trust dtd 10/24/97, Robert V. Sinnott and Rosa R. Sinnott Trustees |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting transaction is an in-kin pro-rata distribution to limited partners of Kayne Anderson Capital Advisors, L.P. ("KACALP"), in which Reporting Person holds a limited partner interest.
- F2The Reporting Person is the Co-Chairman of KACALP, an SEC registered investment adviser. The Reporting Person may be deemed to be the beneficial owner of all of the Class A shares held by KACALP.
- F3Cliffwood Energy Partners, L.P. is a family investment vehicle. Mr. Sinnott is the managing member of the general partner.