SEC Form 4 · accession 0001237769-17-000003
PLAINS GP HOLDINGS LP · PAGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Everardo Goyanes
Director
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581990
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Class A Shares - Long Term Incentive PlanF1,F2,F3,F4 | — | Feb 23, 2017 | A | 20,000 | A | — | — | Class A Shares | 20,000 | 20,000 | D |
Explanation of responses
- F1This award replaces a previous award for 7,210 Phantom Class A shares; the previous award has been cancelled. This award also replaces a previous award for 20,000 phantom common units of Plains All American Pipeline, L.P., which has also been cancelled.
- F2One Class A Share is deliverable, upon vesting, for each Phantom Class A Share that vests.
- F325% vest annually on August distribution date, with an automatic re-grant of equivalent amount.
- F4Upon termination of service as director, other than because of death, disability or retirement.