SEC Form 4 · accession 0001104659-17-000625
American Capital Senior Floating, Ltd. · ACSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Erickson
Officer — EVP, CFO and Asst. Sec.
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2016 | S | 11,000 | $11.81 | D | 0 | I | 401(k) Plan |
| Common Stock | holding | — | — | — | 3,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.75 to $11.87, inclusive. The reporting person undertakes to provide to American Capital Senior Floating Ltd, any security holder of American Capital Senior Floating Ltd, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.