SEC Form 4 · accession 0001140361-18-001127
Loxo Oncology, Inc. · LOXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith T. Flaherty
Director
Period of report
Jan 4, 2018
Accepted (ET)
Jan 5, 2018 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581720
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $84.88 | Jan 4, 2018 | A | 2,500 | A | — | Jan 3, 2028 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F11/12th of the shares vest upon the three-month anniversary following January 4, 2018 (the "Grant Date"), then an additional 1/12th vest upon each three-month anniversary thereafter; provided however, that if the Company has not filed its next Registration Statement on Form S-8 by the first vesting date, then vesting will begin on the date that the Company files its next Registration Statement on Form S-8, but in any event no later than December 31, 2018 (the earlier of such dates, the "Filing Date"), with vesting from the Filing Date calculated based on 1/12th of the Shares every three months, measured from the three-month anniversary of the Grant Date.