SEC Form 4 · accession 0001209191-18-057430
Twist Bioscience Corp · TWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred B Craves
Director
Period of report
Nov 2, 2018
Accepted (ET)
Nov 6, 2018 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 2, 2018 | C | 51,010 | — | A | 51,010 | I | By the Craves Family Foundation |
| Common StockF1,F2 | Nov 2, 2018 | C | 7,158 | — | A | 58,168 | I | By the Craves Family Foundation |
| Common StockF1,F2 | Nov 2, 2018 | C | 8,603 | — | A | 66,771 | I | By the Craves Family Foundation |
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF2,F1 | — | Nov 2, 2018 | C | 51,010 | D | — | — | Common Stock | 51,010 | 0 | I |
| Series C Preferred StockF2,F1 | — | Nov 2, 2018 | C | 7,158 | D | — | — | Common Stock | 7,158 | 0 | I |
| Series D Preferred StockF2,F1 | — | Nov 2, 2018 | C | 8,603 | D | — | — | Common Stock | 8,603 | 0 | I |
Explanation of responses
- F1The Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock have no expiration date and converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.
- F2The Reporting Person is a trustee of The Craves Family Foundation. The Reporting Person may be deemed to have voting and dispositive power over the shares held of record by The Craves Family Foundation. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.