SEC Form 4 · accession 0001209191-19-016773
RE/MAX Holdings, Inc. · RMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam M. Contos
Officer — Chief Executive Officer · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581091
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 1, 2019 | A | 14,909 | $0.00 | A | 51,279 | D | |
| Class A Common StockF3,F4 | Mar 1, 2019 | A | 9,939 | $0.00 | A | 61,218 | D | |
| Class A Common StockF5,F4 | Mar 1, 2019 | F | 1,473 | $39.23 | D | 59,745 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on March 1, 2019, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2019, through December 31, 2021. The number set forth above is the target amount. The number of RSUs that vest will range from 0-150% of such amount.
- F2Includes 44,462 unvested RSUs.
- F3Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on March 1, 2019, the reporting person was granted RSUs which vest in three equal annual installments beginning on March 1, 2020.
- F4Includes 54,401 unvested RSUs.
- F5Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of restricted stock units on March 1, 2019.