SEC Form 4 · accession 0001209191-17-019441
RE/MAX Holdings, Inc. · RMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karri R. Callahan
Officer — Chief Financial Officer
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581091
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 6, 2017 | A | 2,309 | $0.00 | A | 10,700 | D | |
| Class A Common StockF3,F4 | Mar 6, 2017 | A | 3,463 | $0.00 | A | 14,163 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on March 6, 2017, the reporting person was granted restricted stock units ("RSUs") which vest in three equal annual installments beginning on March 1, 2018.
- F2Includes 8,383 unvested RSUs.
- F3Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on March 6, 2017, the reporting person was granted performance-based RSUs which will vest, if at all, following the performance period of January 1, 2017 through December 31, 2019. The number set forth above is the target amount. The number of RSUs that vest will range from 0-150% of such amount.
- F4Includes 11,846 unvested RSUs.