SEC Form 4 · accession 0001209191-16-153526
RE/MAX Holdings, Inc. · RMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geoffrey D Lewis
Officer — President
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581091
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 1, 2016 | F | 726 | $49.00 | D | 18,211 | D | |
| Class A Common StockF2 | Dec 5, 2016 | S | 700 | $53.00 | D | 17,511 | D | |
| Class A Common StockF3,F2 | Dec 5, 2016 | G | 600 | $0.00 | D | 16,911 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of restricted stock units on December 1, 2016.
- F2Includes 12,672 unvested restricted stock units granted pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan which are scheduled to vest as follows: 5,137 vest in equal installments on April 1, 2017 and 2018 and 7,535 vest in equal installments on March 1, 2017, 2018 and 2019.
- F3The reporting person made a bona fide gift of shares for which he received no consideration.