SEC Form 4 · accession 0001209191-15-050308
RE/MAX Holdings, Inc. · RMAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Metzger
Officer — COO and CFO
Period of report
Jun 2, 2015
Accepted (ET)
Jun 4, 2015 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581091
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 2, 2015 | M | 50,872 | $3.60 | A | 68,793 | D | |
| Class A Common StockF2,F1 | Jun 2, 2015 | S | 50,872 | $34.35 | D | 17,921 | D | |
| Class A Common StockF1 | Jun 3, 2015 | M | 12,000 | $3.60 | A | 29,921 | D | |
| Class A Common StockF3,F1 | Jun 3, 2015 | S | 12,000 | $34.47 | D | 17,921 | D | |
| Class A Common StockF1 | Jun 4, 2015 | M | 29,436 | $3.60 | A | 47,357 | D | |
| Class A Common StockF4,F1 | Jun 4, 2015 | S | 29,436 | $34.42 | D | 17,921 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.60 | Jun 2, 2015 | M | 50,872 | D | Oct 1, 2013 | Nov 15, 2022 | Class A Common Stock | 50,872 | 136,628 | D |
| Stock Option (Right to Buy) | $3.60 | Jun 3, 2015 | M | 12,000 | D | Oct 1, 2013 | Nov 15, 2022 | Class A Common Stock | 12,000 | 124,628 | D |
| Stock Option (Right to Buy) | $3.60 | Jun 4, 2015 | M | 29,436 | D | Oct 1, 2013 | Nov 15, 2022 | Class A Common Stock | 29,436 | 95,192 | D |
Explanation of responses
- F1Includes 15,897 unvested restricted stock units granted pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan which are scheduled to vest as follows: (i) 7,576 in equal installments on December 1, 2015 and 2016 and (ii) 8,321 in equal installments on April 1, 2016, 2017 and 2018.
- F2The reported price represents the weighted average sale price of multiple sales on the same day at prices ranging from $34.27 to $34.40. The reporting person hereby undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- F3The reported price represents the weighted average sale price of multiple sales on the same day at prices ranging from $34.40 to $34.63. The reporting person hereby undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- F4The reported price represents the weighted average sale price of multiple sales on the same day at prices ranging from $34.32 to $34.80. The reporting person hereby undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.