SEC Form 4 · accession 0001123292-19-000044
Brixmor Property Group Inc. · BRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Taylor Jr.
Officer — President & CEO
Period of report
Jan 1, 2019
Accepted (ET)
Jan 3, 2019 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581068
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2019 | M | 3,910 | — | A | 232,294 | D | |
| Common StockF2 | Jan 1, 2019 | F | 2,048 | $14.69 | D | 230,246 | D | |
| Common StockF1 | Jan 1, 2019 | M | 14,160 | — | A | 244,406 | D | |
| Common StockF2 | Jan 1, 2019 | F | 7,534 | $14.69 | D | 236,872 | D | |
| Common StockF1 | Jan 1, 2019 | M | 25,285 | — | A | 262,157 | D | |
| Common StockF2 | Jan 1, 2019 | F | 13,456 | $14.69 | D | 248,701 | D | |
| Common StockF2 | Jan 1, 2019 | F | 26,375 | $14.69 | D | 222,326 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 1, 2019 | M | 3,910 | D | — | — | Common Stock | 3,910 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 1, 2019 | M | 14,160 | D | — | — | Common Stock | 14,160 | 14,162 | D |
| Restricted Stock UnitsF1,F4 | — | Jan 1, 2019 | M | 25,285 | D | — | — | Common Stock | 25,285 | 50,568 | D |
Explanation of responses
- F1Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.
- F2Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.
- F3Represents the number of shares earned based upon performance criteria and subject to additional service vesting that vested on January 1, 2019.
- F4Represents the number of service-vesting units that vested on January 1, 2019.