SEC Form 4 · accession 0001123292-19-000041
Brixmor Property Group Inc. · BRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Horgan
Officer — EVP, Chief Investment Officer
Period of report
May 20, 2017
Accepted (ET)
Jan 3, 2019 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001581068
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2017 | F | 3,950 | $18.65 | D | 61,838 | D | |
| Common StockF1 | Jan 1, 2019 | M | 2,713 | — | A | 64,551 | D | |
| Common StockF2 | Jan 1, 2019 | F | 1,064 | $14.69 | D | 63,487 | D | |
| Common StockF1 | Jan 1, 2019 | M | 4,719 | — | A | 68,206 | D | |
| Common StockF2 | Jan 1, 2019 | F | 1,851 | $14.69 | D | 66,355 | D | |
| Common StockF1 | Jan 1, 2019 | M | 8,428 | — | A | 74,783 | D | |
| Common StockF2 | Jan 1, 2019 | F | 2,907 | $14.69 | D | 71,876 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 1, 2019 | M | 2,713 | D | — | — | Common Stock | 2,713 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 1, 2019 | M | 4,719 | D | — | — | Common Stock | 4,719 | 4,721 | D |
| Restricted Stock UnitsF1,F4 | — | Jan 1, 2019 | M | 8,428 | D | — | — | Common Stock | 8,428 | 16,856 | D |
Explanation of responses
- F1Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.
- F2Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs
- F3Represents the number of shares earned based upon performance criteria and subject to additional service vesting that vested on January 1, 2019.
- F4Represents the number of service-vesting units that vested on January 1, 2019.