SEC Form 4 · accession 0001209191-17-048652
A10 Networks, Inc. · ATEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Wu Becker
Officer — VP Worldwide Mktg and Comm
Period of report
Aug 10, 2017
Accepted (ET)
Aug 11, 2017 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 10, 2017 | S | 5,156 | $6.495 | D | 124,101 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2This is the weighted average price of the shares sold, which ranged from $6.44 to $6.61 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.