SEC Form 4 · accession 0001209191-17-040185
A10 Networks, Inc. · ATEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Constantino
Officer — EVP, Chief Financial Officer
Period of report
Jun 14, 2017
Accepted (ET)
Jun 15, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2017 | A | 175,000 | $0.00 | A | 175,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $8.42 | Jun 14, 2017 | A | 135,000 | A | Jun 12, 2018 | Jun 14, 2027 | Common Stock | 135,000 | 135,000 | D |
Explanation of responses
- F1Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (7/5/2017), provided that the Reporting Person continues to serve through each vesting date.
- F2One-fourth (1/4) of the shares subject to the option will vest on the first anniversary of the Vesting Commencement Date (6/12/2017), and the remaining shares will vest in equal monthly installments over the following 36 months, provided that the Reporting Person continues to serve through each vesting date.