SEC Form 4 · accession 0001209191-17-008807
A10 Networks, Inc. · ATEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Chen
Officer — CEO and President · Director · 10% Owner
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2017 | A | 184,006 | $0.00 | A | 11,039,788 | D | |
| Common StockF2 | holding | — | — | — | 3,200 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each share is represented by a Performance Restricted Stock Unit ("PSU"). Each PSU represents a contingent right to receive one share of ATEN common stock. The PSUs will vest in equal annual increments over a four year period that began on February 12, 2016, subject to the Reporting Person's continued service through each such vest date.
- F2Shares held of record by the U/A DTD 07/25/2000 Lee Chen Family Trust, for which the Reporting Person serves as a trustee.