SEC Form 4 · accession 0001209191-16-099233
A10 Networks, Inc. · ATEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Chen
Officer — CEO and President · Director · 10% Owner
Period of report
Feb 12, 2016
Accepted (ET)
Feb 17, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580808
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $5.52 | Feb 12, 2016 | A | 282,500 | A | Mar 12, 2016 | Feb 12, 2026 | Common Stock | 282,500 | 282,500 | D |
Explanation of responses
- F1One forty-eighth (1/48) of the shares subject to the option will vest monthly, provided that the Reporting Person continues to serve through each vesting date.