SEC Form 4 · accession 0001209191-15-066150
A10 Networks, Inc. · ATEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Chen
Officer — CEO and President · Director · 10% Owner
Period of report
Aug 12, 2015
Accepted (ET)
Aug 14, 2015 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 12, 2015 | P | 28,251 | $7.057 | A | 10,761,937 | D | |
| Common StockF3 | Aug 13, 2015 | P | 13,910 | $7.189 | A | 10,775,847 | D | |
| Common StockF4 | Aug 14, 2015 | P | 13,977 | $7.154 | A | 10,789,824 | D | |
| Common StockF5 | holding | — | — | — | 3,200 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2This is the weighted average price of the purchased shares, which ranged from $6.95 to $7.325 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F3This is the weighted average price of the purchased shares, which ranged from $7.09 to $7.26 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F4This is the weighted average price of the purchased shares, which ranged from $7.09 to $7.23 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F5Shares held of record by the U/A DTD 07/25/2000 Lee Chen Family Trust, for which the Reporting Person serves as a trustee.