SEC Form 4 · accession 0001209191-15-064414
A10 Networks, Inc. · ATEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Chen
Officer — CEO and President · Director · 10% Owner
Period of report
Aug 4, 2015
Accepted (ET)
Aug 6, 2015 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 4, 2015 | P | 28,953 | $6.882 | A | 10,594,975 | D | |
| Common StockF3 | Aug 5, 2015 | P | 28,819 | $6.841 | A | 10,623,794 | D | |
| Common StockF4 | Aug 6, 2015 | P | 29,094 | $6.718 | A | 10,652,888 | D | |
| Common StockF5,F6 | holding | — | — | — | 3,200 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2This is the weighted average price of the purchased shares, which ranged from $6.40 to $7.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F3This is the weighted average price of the purchased shares, which ranged from $6.62 to $6.985 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F4This is the weighted average price of the purchased shares, which ranged from $6.60 to $6.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F5Reflects an increase of 200 shares previously reported under the Reporting Person's direct ownership.
- F6Shares held of record by the U/A DTD 07/25/2000 Lee Chen Family Trust, for which the Reporting Person serves as a trustee.