SEC Form 4 · accession 0001140361-16-077908
TriplePoint Venture Growth BDC Corp. · TPVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sajal Srivastava
Officer — President and CIO · Director
Period of report
Aug 25, 2016
Accepted (ET)
Aug 26, 2016 · 9:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580345
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2 | Aug 25, 2016 | P | 8,000 | $11.5445 | A | 100,643 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $11.46 to $11.60, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F2Includes 5,834 shares acquired under the TriplePoint Venture Growth BDC Corp. dividend reinvestment plan since the filing of Mr. Srivastava's previous beneficial ownership report on Form 4 on August 24, 2015.