SEC Form 4 · accession 0000899243-15-003908
TriplePoint Venture Growth BDC Corp. · TPVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sajal Srivastava
Officer — See Remarks · Director
Period of report
Aug 20, 2015
Accepted (ET)
Aug 24, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580345
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2 | Aug 20, 2015 | P | 2,634 | $12.35 | A | 69,443 | D | |
| Common stock, par value $0.01 per shareF3,F2 | Aug 21, 2015 | P | 12,366 | $12.11 | A | 81,809 | D | |
| Common stock, par value $0.01 per shareF4,F2 | Aug 24, 2015 | P | 5,000 | $11.62 | A | 86,809 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.25 to $12.35, inclusive. The reporting person undertakes to provide TriplePoint Venture Growth BDC Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F2Includes 1,097 shares acquired on December 16, 2014, 449 shares acquired on December 31, 2014, 1,058 shares acquired on April 16, 2015 and 1092 shares aquired on June 16, 2015, in each case, under the Company's dividend reinvestment plan.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.00 to $12.19, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.58 to $11.65, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Remarks
Chief Investment Officer, President and Director