SEC Form 4 · accession 0001580185-17-000037
J.G. Wentworth Co · JGWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Kirkwood
Officer — EVP, CLO & CCO
Period of report
May 17, 2017
Accepted (ET)
May 19, 2017 · 2:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.00001 per shareF1 | May 17, 2017 | C | 37,354 | $0.00 | A | 39,843 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common InterestsF1 | — | May 17, 2017 | C | 37,354 | D | — | — | Class A Common Stock | 37,354 | 9,018 | D |
| Common InterestsF1,F2 | — | May 17, 2017 | D | 9,018 | D | — | — | Class A Common Stock | 9,018 | 0 | D |
Explanation of responses
- F1Each Common Interest of JGWPT Holdings, LLC (the "Company") is exchangeable for one share of Class A common stock, par value of $0.00001 per share of JGWPT Holdings Inc. (the "Issuer") on a one for one basis, subject to the terms and conditions of the Amended and Restated Limited Liability Company Agreement of the Company and the Amended and Restated Certificate of Incorporation of the Issuer. Exchanges of these Common Interests are subject to a lock up agreement expiring 180 days after the date hereof unless earlier terminated. The right to exchange Common Interests is not subject to an expiration date.
- F2Represents LLC shares forfeited.