SEC Form 4 · accession 0001580185-17-000035
J.G. Wentworth Co · JGWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger O Gasper
Other
Period of report
May 17, 2017
Accepted (ET)
May 19, 2017 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, par value $0.00001 per shareF1 | May 17, 2017 | C | 1,278 | $0.00 | D | 0 | D | |
| Class A Common Stock, par value $0.00001 per share | May 17, 2017 | A | 1,278 | $0.00 | A | 1,831 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common InterestF1 | — | May 17, 2017 | C | 1,278 | D | — | — | Class A Common Stock | 1,278 | 0 | D |
Explanation of responses
- F1Each Common Interest of The J.G. Wentworth Company, LLC (JGW LLC) is exchangeable, in combination with one share of Class B Common Stock, for one share of Class A Common Stock, subject to the terms and conditions of the Amended and Restated Limited Liability Company Agreement of JGW LLC and the Amended and Restated Certificate of Incorporation of the Company.