SEC Form 4 · accession 0001580185-17-000033
J.G. Wentworth Co · JGWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger O Gasper
Officer — EVP & Chief Financial Officer
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 2:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, par value $0.00001 per shareF1 | May 15, 2017 | D | 852 | $0.00 | D | 1,278 | D | |
| Class A Common Stock, par value $0.00001 per shareF2 | May 15, 2017 | D | 34,750 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy Class A Common Stock)F3 | $0.41 | May 15, 2017 | D | 72,416 | D | — | Feb 13, 2027 | Stock Options (right to buy Class A Common Stock) | 72,416 | 6,106 | D |
| Common InterestF1 | — | May 15, 2017 | D | 852 | D | — | — | Class A Common Stock | 852 | 1,278 | D |
Explanation of responses
- F1Represents the unvested Class B Common Stock and Common Interests that were forfeited.
- F2Represents the unvested restricted stock units that were forfeited.
- F3Represents the unvested options which were forfeited and were exercisable at various dates at various prices.