SEC Form 4 · accession 0001580185-16-000140
J.G. Wentworth Co · JGWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger O Gasper
Officer — EVP & Chief Financial Officer
Period of report
Aug 29, 2016
Accepted (ET)
Aug 31, 2016 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580185
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy Class A Common Stock)F1 | $14.00 | Aug 29, 2016 | D | 2,011 | D | — | Nov 14, 2023 | Class A Common Stock | 2,011 | 2,010 | D |
| Stock Options (right to buy Class A Common Stock)F1 | $10.20 | Aug 29, 2016 | D | 2,500 | D | — | May 16, 2024 | Class A Common Stock | 2,500 | 2,500 | D |
| Stock Options (right to buy Class A Common Stock)F1 | $9.97 | Aug 29, 2016 | D | 7,000 | D | — | Mar 26, 2020 | Class A Common Stock | 7,000 | 3,500 | D |
| Stock Options (right to buy Class A Common Stock)F2,F3 | $0.32 | Aug 29, 2016 | A | 2,011 | A | — | Nov 14, 2023 | Class A Common Stock | 2,011 | 4,021 | D |
| Stock Options (right to buy Class A Common Stock)F2,F3 | $0.32 | Aug 29, 2016 | A | 2,500 | A | — | May 16, 2024 | Class A Common Stock | 2,500 | 5,000 | D |
| Stock Options (right to buy Class A Common Stock)F2,F3 | $0.32 | Aug 29, 2016 | A | 3,500 | A | — | Mar 26, 2020 | Class A Common Stock | 3,500 | 7,000 | D |
Explanation of responses
- F1The vesting provisions of this grant are set forth in the reporting person's Form 4 as previously filed on www.sec.gov.
- F2This reflects a modification in the exercise price and an adjustment of the vesting of the option pursuant to the Company's option tender offer.
- F3The options vest in equal installments on each of the first three anniversaries of the date of the modification.