SEC Form 4 · accession 0000919574-16-016777
J.G. Wentworth Co · JGWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Trishield Capital Management LLC
10% Owner
Alan Jeffrey Buick Jr.
10% Owner
Robert L. Harteveldt
10% Owner
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.00001 per shareF1 | Nov 15, 2016 | S | 537,575 | $0.22 | A | 2,311,589 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported herein are held in the account of Trishield Special Situations Master Fund Ltd. (the "Fund"). Trishield Capital Management LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of the Fund. Alan Jeffrey Buick Jr. and Robert L. Harteveldt may each be deemed to be a beneficial owner of such securities by virtue of their role as the managing members of Trishield Capital Management LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.