Form4insider filings, from the source

SEC Form 4 · accession 0001140361-15-026090

Houghton Mifflin Harcourt Co · HMHC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Anthony Lynn Davis
Director · 10% Owner
Kevin Michael Ulrich
Director · 10% Owner
Period of report
Jun 26, 2015
Accepted (ET)
Jun 30, 2015 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580156

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common Stock, $0.01 par value per shareF3,F1,F2Jun 26, 2015X17,272$21.14A427,067IBy Anchorage Illiquid Opportunities Offshore Master, L.P.
Common Stock, $0.01 par value per shareF3,F1,F2Jun 26, 2015X4,376$21.14A140,974IBy Anchorage Illiquid Opportunities Offshore Master II, L.P.
Common Stock, $0.01 par value per shareF3,F1,F2Jun 26, 2015X4,254$21.14A759,845IBy GRF Master Fund II, L.P.
Common Stock, $0.01 par value per shareF3,F1,F2Jun 26, 2015S13,942$26.19D413,125IBy Anchorage Illiquid Opportunities Offshore Master, L.P.
Common Stock, $0.01 par value per shareF3,F1,F2Jun 26, 2015S3,533$26.19D137,441IBy Anchorage Illiquid Opportunities Offshore Master II, L.P.
Common Stock, $0.01 par value per shareF3,F1,F2Jun 26, 2015S3,434$26.19D756,411IBy GRF Master Fund II, L.P.
Common Stock, $0.01 par value per shareF3,F1,F2Jun 26, 2015S413,125$25.66D0IBy Anchorage Illiquid Opportunities Offshore Master, L.P.
Common Stock, $0.01 par value per shareF3,F1,F2Jun 26, 2015S137,441$25.66D0IBy Anchorage Illiquid Opportunities Offshore Master II, L.P.
Common Stock, $0.01 par value per shareF3,F1,F2Jun 26, 2015S756,411$25.66D0IBy GRF Master Fund II, L.P.
Common Stock, $0.01 par value per shareF5,F1,F2holding———19,330,830IBy Anchorage Capital Master Offshore, Ltd.
Common Stock, $0.01 par value per shareF5,F1,F2holding———622,320IBy Anchorage Illiquid Opportunities Offshore Master III, L.P.
Common Stock, $0.01 par value per shareF5,F1,F2holding———134,740IBy PCI Fund LLC

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Common Stock Warrants (right to buy)F3,F1,F2,F6$21.14Jun 26, 2015X8,636DJun 22, 2012Jun 22, 2019Common Stock, $0.01 par value per share17,2720I
Common Stock Warrants (right to buy)F3,F1,F2,F6$21.14Jun 26, 2015X2,188DJun 22, 2012Jun 22, 2019Common Stock, $0.01 par value per share4,3760I
Common Stock Warrants (right to buy)F3,F1,F2,F6$21.14Jun 26, 2015X2,127DJun 22, 2012Jun 22, 2019Common Stock, $0.01 par value per share4,2540I
Common Stock Warrants (right to buy)F5,F1,F2,F6$21.14holding———Jun 22, 2012Jun 22, 2019Common Stock, par value $0.001 per share414,392207,696I
Common Stock Warrants (right to buy)F5,F1,F2,F6$21.14holding———Jun 22, 2012Jun 22, 2019Common Stock, par value $0.001 per share8,2124,106I

Explanation of responses