SEC Form 4 · accession 0000950142-18-000600
Houghton Mifflin Harcourt Co · HMHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Raymond Ramsayer
Officer — See remarks.
Period of report
Mar 3, 2018
Accepted (ET)
Mar 6, 2018 · 8:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2018 | F | 2,573 | $6.85 | D | 60,552 | D | |
| Common Stock | Mar 3, 2018 | D | 37,612 | $0.00 | D | 22,940 | D | |
| Common Stock | holding | — | — | — | 390 | I | By spouse through Employee Stock Purchase Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the issuer's withholding of shares to satisfy federal, state, local or other tax obligations associated with the vesting of certain shares of time-based vesting restricted stock granted to the reporting person on March 3, 2015.
Remarks
Executive Vice President, Global Sales and Field Marketing. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.