SEC Form 4 · accession 0000950142-18-000599
Houghton Mifflin Harcourt Co · HMHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Frederick Bayers
Officer — See remarks.
Period of report
Mar 3, 2018
Accepted (ET)
Mar 6, 2018 · 8:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2018 | F | 1,686 | $6.85 | D | 41,326 | D | |
| Common Stock | Mar 3, 2018 | D | 22,985 | $0.00 | D | 18,341 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the issuer's withholding of shares to satisfy federal, state, local or other tax obligations associated with the vesting of certain shares of time-based vesting restricted stock granted to the reporting person on March 3, 2015.
Remarks
Executive Vice President, Secretary and General Counsel.