SEC Form 4 · accession 0000950142-17-001497
Houghton Mifflin Harcourt Co · HMHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rose Else-Mitchell
Officer — See remarks
Period of report
Aug 8, 2017
Accepted (ET)
Aug 10, 2017 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580156
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 8, 2017 | A | 11,111 | A | — | — | Common Stock | 11,111 | 11,111 | D |
Explanation of responses
- F1These restricted stock units will vest in three equal installments on August 8, 2018, August 8, 2019 and August 8, 2020, subject to continued employment with Houghton Mifflin Harcourt Company (the "Company").
Remarks
Executive Vice President, Chief Learning Officer. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.