SEC Form 4 · accession 0000950142-17-000996
Houghton Mifflin Harcourt Co · HMHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence K Fish
Director
Period of report
May 8, 2017
Accepted (ET)
May 10, 2017 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2017 | P | 42,364 | $13.021 | A | 78,159 | D | |
| Common StockF2 | May 9, 2017 | P | 25,000 | $12.948 | A | 103,159 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.94 to $13.05, inclusive. Upon request, the Reporting Person will provide full information to the staff of the Securities and Exchange Commission, Houghton Mifflin Harcourt Company (the "Company") or any security holder of the Company regarding the number of shares purchased at each separate price.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.94 to $12.95, inclusive. Upon request, the Reporting Person will provide full information to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company regarding the number of shares purchased at each separate price.
Remarks
William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.