SEC Form 4 · accession 0000950142-16-004291
Houghton Mifflin Harcourt Co · HMHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A. Napack
Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 11, 2016 · 7:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580156
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 9, 2016 | A | 5,239 | A | — | — | Common Stock | 5,239 | 5,239 | D |
Explanation of responses
- F1This grant of restricted stock units will vest on May 31, 2017, subject to continued service on the board of directors of Houghton Mifflin Harcourt Company (the "Company") through such vesting date with settlement of the restricted stock units to be deferred until May 31, 2019 (or, upon separation from service after the vesting date, such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan). Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting.
Remarks
William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.