SEC Form 4/A · accession 0000950142-16-002873
Houghton Mifflin Harcourt Co · HMHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lawrence K Fish
Director
Period of report
May 31, 2015
Accepted (ET)
Jan 25, 2016 · 8:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580156
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | May 31, 2015 | A | 4,928 | A | — | — | Common Stock | 4,928 | 4,928 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock.
- F2This amendment is being filed to reflect the reporting person's grant of 4,928 restricted stock units on May 31, 2015, not 4,298 restricted stock units, as was previously reported.
- F3These restricted stock units vest on May 31, 2016, subject to continued service on the Company's board of directors.
Remarks
William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.