SEC Form 4 · accession 0000950142-15-000918
Houghton Mifflin Harcourt Co · HMHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brook Mickey Colangelo
Officer — See remarks.
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 8:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2015 | M | 4,167 | $13.48 | A | 41,388 | D | |
| Common Stock | Apr 24, 2015 | S | 4,167 | $26.55 | D | 37,221 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $13.48 | Apr 24, 2015 | M | 4,167 | D | — | Jul 25, 2020 | Common Stock | 4,167 | 120,000 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan.
- F225% of this grant of employee stock options has vested and is currently exercisable. The remaining stock options vest in three equal installments on July 25, 2015, July 25, 2016 and July 25, 2017, subject to continued employment with the Company.
Remarks
Executive Vice President and Chief Information Officer. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.