SEC Form 4 · accession 0000950142-15-000529
Houghton Mifflin Harcourt Co · HMHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Frederick Bayers
Officer — See remarks.
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 9:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2015 | A | 33,930 | $0.00 | A | 37,315 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents grants of: (i) 10,945 shares of time-based vesting restricted stock, of which 1/3 of such grant vests (subject to continued employment) on each of the first, second and third anniversaries of the grant date; and (ii) 22,985 shares of performance-based vesting restricted stock which vests (subject to continued employment and the achievement of certain performance metrics set forth in the reporting person's award agreement) on the later of: (a) the third anniversary of the grant date; or (b) certification by the company's compensation committee that the performance metrics have been achieved.
Remarks
Executive Vice President, Secretary and General Counsel.