SEC Form 4 · accession 0001749590-18-000002
BIOVIE INC. · BIVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie G Anderson
Director
Period of report
Jan 2, 2018
Accepted (ET)
Aug 9, 2018 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jan 2, 2018 | A | 200,000 | $0.15 | A | 300,000 | D | |
| common stock | May 31, 2018 | A | 68,500 | $0.016 | A | 368,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.50 | Mar 15, 2017 | A | 50,000 | A | Mar 15, 2017 | Mar 15, 2022 | common stock | 50,000 | 50,000 | D |
| options | $0.06 | Mar 14, 2018 | A | 100,000 | A | Mar 14, 2018 | Mar 14, 2023 | common stock | 100,000 | 200,000 | D |