SEC Form 4 · accession 0001749582-18-000006
BIOVIE INC. · BIVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan M Adams
Officer — Chief Operating Officer · Director
Period of report
Jul 1, 2018
Accepted (ET)
Nov 1, 2018 · 3:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Stock | Jul 3, 2018 | A | 10,000 | $1.50 | A | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.018 | Jul 3, 2018 | A | 1,000,000 | A | Jul 2, 2018 | Jul 2, 2024 | Common Stock | 1,000,000 | 4,022,727 | D |