SEC Form 4 · accession 0001749582-18-000005
BIOVIE INC. · BIVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan M Adams
Officer — chief operating officer · Director
Period of report
Apr 11, 2016
Accepted (ET)
Aug 9, 2018 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF2 | Apr 11, 2016 | J | 310,000 | — | D | 5,858,067 | D | |
| common stock | Jul 27, 2017 | A | 45,454 | $0.22 | A | 5,903,521 | D | |
| common stockF3 | Jan 2, 2018 | A | 200,000 | — | A | 6,103,521 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.60 | Jul 27, 2017 | A | 22,727 | A | Jul 27, 2017 | Jul 27, 2022 | common stock | 22,727 | 3,022,727 | D |
Explanation of responses
- F1Gift of shares to sons, following initial issuance of stock to Mr. Adams on 4/11/2016.
- F2Because these shares were a gift, there was no price.
- F3Board compensation grant, 2018.