SEC Form 4 · accession 0001703090-18-000004
BIOVIE INC. · BIVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Paul Lang
Director
Period of report
Dec 8, 2016
Accepted (ET)
Aug 15, 2018 · 3:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jul 28, 2017 | A | 113,636 | $0.22 | A | 363,636 | D | |
| common stock | Jan 2, 2018 | A | 166,667 | $0.15 | A | 530,303 | D | |
| common stock | Jan 2, 2018 | A | 200,000 | $0.15 | A | 730,303 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| options | $0.21 | Dec 8, 2016 | A | 100,000 | A | Dec 8, 2016 | Dec 8, 2021 | common stock | 100,000 | 225,000 | D |
| Warrants | $0.60 | Jul 28, 2017 | A | 56,818 | A | Jul 28, 2017 | Jul 28, 2022 | common stock | 56,818 | 281,818 | D |
| Warrants | $0.15 | Jan 2, 2018 | A | 166,667 | A | Jan 2, 2018 | Jan 1, 2025 | common stock | 166,667 | 448,485 | D |
| options | $0.10 | Jan 19, 2018 | A | 100,000 | A | Jan 19, 2018 | Jan 19, 2023 | common stock | 100,000 | 548,485 | D |