SEC Form 4 · accession 0001477037-18-000004
BIOVIE INC. · BIVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cuong V Do
Director
Period of report
Jul 1, 2018
Accepted (ET)
Nov 1, 2018 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Stock | Jul 3, 2018 | A | 86,666 | $1.50 | A | 86,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.018 | Jul 3, 2018 | A | 8,666,666 | A | Jul 2, 2018 | Jul 2, 2024 | Common Stock | 8,666,666 | 9,033,333 | D |