SEC Form 4 · accession 0001663407-16-000002
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Waxman
Officer — VP, Sales and Marketing
Period of report
Jan 13, 2016
Accepted (ET)
Jan 14, 2016 · 8:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.00 | Jan 13, 2016 | A | 30,000 | A | — | Jan 13, 2026 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F11,875 shares vest on April 1, 2016, and 1,875 shares vest on the first business day of each subsequent calendar quarter until fully vested.